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Director, Audit & Regulatory Liaison

RBC1 day ago
Toronto, Ontario, Canada
Senior Level
Full-Time

Top Benefits

Bonuses
Flexible benefits
Competitive compensation

About the role

Job Description What will you do? Lead audit and regulatory engagement by coordinating with stakeholders to ensure evidence is submitted on time, management receives early issue indication, and remediation activities are completed within SLA timelines. Scope includes periodic audits, regulatory exams, and the annual Wealth Management internal audit plan. Lead US Wealth Technology risk management by serving as the central focal point for all USWM IT risk activities. Partner with the broader WMT risk management team to identify, escalate, and ensure adequate management of technology risks across the US Wealth Management technology stack. Monitor and report on regulatory compliance by leading preparation and execution of various internal and external, periodic regulatory presentations Assess application criticality by leading a comprehensive review of WMT applications to determine SOC1, SOX, and Crown Jewel applicability, with ongoing documentation and remediation tracking. Own operational risk program execution, including leading Risk and Control Self Assessments, coordinating control testing across WMT, and maintaining compliance documentation. Build strategic partnerships by developing and maintaining collaborative relationships with Audit and Group Risk Management teams to improve process efficiency and reduce remediation cycles. What do you need to succeed? Must Have's : 10+ years experience evaluating general computing controls (e.g. logical access, patch & configuration management, change & incident management, etc.) Expert communication (verbal and written) skills, including strong appreciation of relationship management Expert knowledge of the global financial regulatory landscape (e.g. OSFI, FRB, NYDFS, FINRA, OCC) Strong knowledge in IT and operational risk management processes, methods and tools Strong technical knowledge and experience covering the operating systems (e.g. Unix, Windows, zOS) and database systems (e.g. Oracle, SQL Server, DB2) CRISC Certification CISA Certification Nice-to-have CISSP certification CCSP or CCSK Certifications or demonstrable knowledge Knowledge of GRC tools (e.g. ServiceNow, Archer) What’s in it for you? We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual. A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable Leaders who support your development through coaching and managing opportunities Work in a dynamic, collaborative, progressive, and high-performing team Ability to make a difference and lasting impact Flexible work/life balance options Opportunities to do challenging work Opportunities to take on progressively greater accountabilities #LI-POST Job Skills Critical Thinking, Cyber Security Management, Detail-Oriented, Information Security Management, Information Technology (IT) Risk, Information Technology (IT) Risk Management, Information Technology Security, Interpersonal Relationship Management, IT Security Architecture, Technology Risk, Technology Risk Management Additional Job Details Address: RBC CENTRE, 155 WELLINGTON ST W:TORONTO City: Toronto Country: Canada Work hours/week: 37.5 Employment Type: Full time Platform: TECHNOLOGY AND OPERATIONS Job Type: Regular Pay Type: Salaried Posted Date: 2026-08-06 Application Deadline: 2026-08-14 Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above Our Employment Opportunities At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all. Join our Talent Community

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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com. RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.

About RBC

Banking
10,000+
Founded in 1869

Royal Bank of Canada is a global financial institution with a purpose-driven, principles-led approach to delivering leading performance. Our success comes from the 94,000+ employees who leverage their imaginations and insights to bring our vision, values and strategy to life so we can help our clients thrive and communities prosper. As Canada's biggest bank and one of the largest in the world, based on market capitalization, we have a diversified business model with a focus on innovation and providing exceptional experiences to our more than 17 million clients in Canada, the U.S. and 27 other countries. Learn more at rbc.com. We are proud to support a broad range of community initiatives through donations, community investments and employee volunteer activities. See how at www.rbc.com/community-social-impact.

http://rbc.com/legalstuff.

La Banque Royale du Canada est une institution financière mondiale définie par sa raison d'être, guidée par des principes et orientée vers l'excellence en matière de rendement. Notre succès est attribuable aux quelque 94 000+ employés qui mettent à profit leur créativité et leur savoir faire pour concrétiser notre vision, nos valeurs et notre stratégie afin que nous puissions contribuer à la prospérité de nos clients et au dynamisme des collectivités. Selon la capitalisation boursière, nous sommes la plus importante banque du Canada et l'une des plus grandes banques du monde. Nous avons adopté un modèle d'affaires diversifié axé sur l'innovation et l'offre d'expériences exceptionnelles à nos plus de 17 millions de clients au Canada, aux États Unis et dans 27 autres pays. Pour en savoir plus, visitez le site rbc.com/francais

Nous sommes fiers d'appuyer une grande diversité d'initiatives communautaires par des dons, des investissements dans la collectivité et le travail bénévole de nos employés. Pour de plus amples renseignements, visitez le site www.rbc.com/collectivite-impact-social.

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